GP3 Financial Solutions Ltd

• Principal Place of Business

  50 Rosemead Drive

  Oadby

  Leicester

  Leicestershire

  LE2 5SF

  UNITED KINGDOM

  Phone

  +4401162718100

  Web

  https://www.gp3fs.com

• Complaints Contact

  50 Rosemead Drive

  Oadby

  Leicester

  Leicestershire

  LE2 5SF

  UNITED KINGDOM

  Phone

  +4401162718100

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Thomas

  IRN AXA00524

  • [FCA CF] Functions requiring qualifications (14 Dec 2021 to 23 Feb 2026)
  • [FCA CF] Client dealing (14 Dec 2021 to 23 Feb 2026)
• Andrew David Green

  IRN ADG00019

  • CF30 Customer (2 Jan 2013 to 18 Aug 2015)
• Cerys Megan Mann

  IRN CXM01312

  • Director of firm who is not a certification employee or a SMF manager (since 18 Mar 2025)
• Chariklia Fouskotou

  IRN CXF00201

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 14 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 14 Dec 2021)
• Christopher Parker

  IRN CXP00059

  • [FCA CF] Client dealing (8 Dec 2020 to 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 1 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • CF1 Director (2 Jan 2013 to 8 Dec 2019)
• Emily Ruth Pither

  IRN EXP00285

  • Director of firm who is not a certification employee or a SMF manager (since 18 Mar 2025)
• Frederick Charles Hancock

  IRN FXH00116

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2022)
• Hussein Yusufali Pirbhai

  IRN HYP00001

  • [FCA CF] Functions requiring qualifications (8 Dec 2020 to 1 Jan 2023)
  • [FCA CF] Client dealing (8 Dec 2020 to 1 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2023)
  • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2013 to 8 Dec 2019)
  • CF1 Director (2 Jan 2013 to 8 Dec 2019)
• Jake Karl Alan Mann

  IRN JXM00330

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsibility for MCD Intermediation (since 2 Jun 2025)
  • SMF3 Executive Director (since 1 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2023)
  • Responsible for Insurance Distribution (since 1 Jan 2023)
  • SMF16 Compliance Oversight (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
• James Richard Pyrah

  IRN JRP00029

  • CF1 Director (2 Jan 2013 to 31 Dec 2017)
  • CF30 Customer (2 Jan 2013 to 31 Dec 2017)

No changes recorded yet.