Alexander James Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 23 Mar 2026)
- [FCA CF] Client dealing (since 23 Mar 2026)
- CF30 Customer (since 20 Mar 2026)
- CF1 Director (AR) (since 20 Mar 2026)
Charterbrook Wealth Limited
FRN 1052700
- Employed By (since 20 Mar 2026)
GP3 Financial Solutions Ltd (no longer approved here)
FRN 575549
- [FCA CF] Client dealing (14 Dec 2021 to 23 Feb 2026)
- [FCA CF] Functions requiring qualifications (14 Dec 2021 to 23 Feb 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.