Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GP3 Financial Solutions Ltd
FRN 575549
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Responsibility for MCD Intermediation (since 2 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2023)
- Responsible for Insurance Distribution (since 1 Jan 2023)
- SMF16 Compliance Oversight (since 1 Jan 2023)
- SMF3 Executive Director (since 1 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
- [FCA CF] Client dealing (since 8 Dec 2020)
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- Appointed representative dealing with clients for which they require qualification (29 Aug 2024 to 13 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.