Goldman Sachs International Bank

Date authorised
1 April 2013
Companies House
01122503
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Plumtree Court
    25 Shoe Lane
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000
    Web
    https://www.goldmansachs.com

  • Complaints Contact

    Plumtree Court
    25 Shoe Lane
    London
    EC4A 4AU
    UNITED KINGDOM
    Phone
    +442077741000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Consumer Loans

    Show 1 limitation
    • · The firm may only provide: (i) Regulated Mortgage Contracts; and (ii) Article 3(1)(b) Credit Agreements, as such terms are defined in the FCA Handbook, to high net worth mortgage customers (as defined in the FCA Handbook) who are clients, or are eligible to be clients of the Goldman Sachs Private Wealth Management business.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Eligible Counterparty, Structured Deposits, Emissions Allowance, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Unit, Rights to or interests in investments (Security), Certificates representing certain security, Warrant, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Retail (Investment), Professional, Emissions Allowance, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kayhan Mirza

    IRN KXM01696

    • (1862)[FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
    • (1861)[PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jun 2020)
    • (1860)CF29 Significant management (18 Aug 2014 to 6 Mar 2016)
    • (1859)CF30 Customer (27 Jun 2014 to 6 Mar 2016)
  • Kaylynn Pellicer

    IRN KXP00391

    • (641)[FCA CF] Client dealing (since 20 Feb 2024)
  • Keith David Ackerman

    IRN KDA01003

    • (518)CF30 Customer (11 Apr 2013 to 19 Aug 2014)
  • Keith Dell

    IRN KCD01011

    • (148)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1571)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • (1570)CF30 Customer (24 Jun 2013 to 6 Mar 2016)
  • Kelsey Lee Bandeen

    IRN KLB01072

    • (110)CF30 Customer (11 Apr 2013 to 26 Jul 2013)
  • Kelsey Phillips

    IRN KXP42135

    • (2976)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 20 Jun 2023)
    • (2977)[FCA CF] Client dealing (25 Sep 2018 to 20 Jun 2023)
  • Kelsey Tierney

    IRN KXT00281

    • (2368)[FCA CF] Client dealing (22 Jun 2023 to 25 May 2024)
  • Kelvin Chung Wai Chiu

    IRN KCC01034

    • (49)CF30 Customer (11 Apr 2013 to 24 Sep 2014)
  • Ken Hayahara

    IRN KXH01421

    • (780)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2025 to 31 Dec 2025)
  • Ken-Ji Low

    IRN KXL40460

    • (2841)[PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • (2842)[FCA CF] Client dealing (14 Nov 2018 to 21 Sep 2024)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1041)[PRA CF] Significant risk taker or Material risk taker

  2. controlled function added: (1040)[FCA CF] Client dealing

  3. controlled function added: (1039)[FCA CF] Client dealing

  4. controlled function added: (1038)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (1037)[FCA CF] Client dealing

  6. controlled function added: (1036)[FCA CF] Client dealing

  7. controlled function added: (1035)[FCA CF] Client dealing

  8. controlled function added: (1034)[FCA CF] Client dealing

  9. controlled function added: (1033)[FCA CF] Client dealing

  10. controlled function added: (1032)[PRA CF] Significant risk taker or Material risk taker

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