Keith Dell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • CF30 Customer (24 Jun 2013 to 6 Mar 2016)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Manager of certification employee (since 5 Mar 2024)
    • [PRA CF] Managing a material risk taker (since 5 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (24 Jun 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (26 May 2009 to 13 Apr 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF22 Investment Adviser (Trainee) (2 Jul 2007 to 31 Oct 2007)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF22 Investment Adviser (Trainee) (26 Jan 2006 to 26 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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