Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jun 2020)
    • CF29 Significant management (18 Aug 2014 to 6 Mar 2016)
    • CF30 Customer (27 Jun 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF29 Significant management (18 Aug 2014 to 6 Mar 2016)
    • CF30 Customer (27 Jun 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (15 Jul 2013 to 5 Mar 2014)
    • CF30 Customer (27 May 2010 to 5 Mar 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (15 Jul 2013 to 5 Mar 2014)
    • CF30 Customer (27 May 2010 to 5 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.