Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 30 Jun 2020)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jun 2020)
- CF29 Significant management (18 Aug 2014 to 6 Mar 2016)
- CF30 Customer (27 Jun 2014 to 6 Mar 2016)
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- CF29 Significant management (18 Aug 2014 to 6 Mar 2016)
- CF30 Customer (27 Jun 2014 to 6 Mar 2016)
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- CF29 Significant management (15 Jul 2013 to 5 Mar 2014)
- CF30 Customer (27 May 2010 to 5 Mar 2014)
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- CF29 Significant management (15 Jul 2013 to 5 Mar 2014)
- CF30 Customer (27 May 2010 to 5 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.