GMSA Investments Limited

• Principal Place of Business

  Second Floor

  22 Conduit Street

  London

  Westminster

  W1S 2XR

  UNITED KINGDOM

  Phone

  +442034114180

  Web

  https://www.gmsauk.com

• Complaints Contact

  Second Floor

  22 Conduit Street

  London

  W1S 2XR

  UNITED KINGDOM

  Phone

  +442034114180

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren Charles Anstee

  IRN DCA01038

  • CF10 Compliance Oversight (19 Feb 2008 to 1 Aug 2009)
  • CF11 Money Laundering Reporting (19 Feb 2008 to 1 Aug 2009)
• Dirk Urfels

  IRN DXU01027

  • CF30 Customer (21 Jul 2011 to 30 Apr 2018)
• Edoardo Traversi

  IRN EXT01150

  • CF30 Customer (17 Jun 2010 to 30 Sep 2010)
• Fabian Pagano

  IRN FXP01029

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (10 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (14 Jan 2010 to 12 Oct 2010)
• Fabrizio Cesarino De Tomasi

  IRN FCD01012

  • CF30 Customer (4 Nov 2009 to 30 Sep 2010)
  • CF1 Director (4 Nov 2009 to 30 Sep 2010)
• Federico Lazzeretti

  IRN FXL01061

  • CF30 Customer (11 Feb 2008 to 2 Jun 2008)
• Frederic Jean Jacques Dumas

  IRN FJD01011

  • CF30 Customer (14 Sep 2012 to 24 Oct 2016)
• Gian Marco Mondini

  IRN GMM01081

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Dec 2009 to 22 May 2015)
  • CF10 Compliance Oversight (3 Dec 2009 to 22 May 2015)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (19 Apr 2007 to 8 Dec 2019)
  • CF26 Customer Trading (22 Feb 2007 to 31 Oct 2007)
• Giovanni Tarditi

  IRN GXT01258

  • CF30 Customer (14 Apr 2014 to 5 Jun 2018)
• Guido Alberto Pio Miani

  IRN GAM01075

  • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
  • CF8 Apportionment and Oversight (22 Feb 2007 to 31 Oct 2007)
  • CF26 Customer Trading (22 Feb 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (22 Feb 2007 to 8 Feb 2008)
  • CF10 Compliance Oversight (22 Feb 2007 to 8 Feb 2008)
  • CF1 Director (22 Feb 2007 to 22 Feb 2007)

No changes recorded yet.