Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GMSA Investments Limited
FRN 460724
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (10 Oct 2014 to 8 Dec 2019)
- CF30 Customer (14 Jan 2010 to 12 Oct 2010)
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- CF30 Customer (13 Sep 2010 to 26 May 2011)
- CF1 Director (13 Sep 2010 to 14 Apr 2011)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.