Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (14 Jan 2010 to 12 Oct 2010)
  • IBP Markets Limited (no longer approved here)

    FRN 520929

    • CF30 Customer (13 Sep 2010 to 26 May 2011)
    • CF1 Director (13 Sep 2010 to 14 Apr 2011)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.