Gian Marco Mondini

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GMSA Investments Limited

    FRN 460724

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Dec 2009 to 22 May 2015)
    • CF10 Compliance Oversight (3 Dec 2009 to 22 May 2015)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (19 Apr 2007 to 8 Dec 2019)
    • CF26 Customer Trading (22 Feb 2007 to 31 Oct 2007)
  • ALBEMARLE ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 226244

    • CF30 Customer (1 Nov 2007 to 18 Jun 2009)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.