Date authorised
12 September 2016
Companies House
09493910
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Jellicoe
    5, Beaconsfield Street
    Kings Cross
    London
    N1C 4EW
    UNITED KINGDOM
    Phone
    +442038653306
  • Complaints Contact

    The Jellicoe
    5, Beaconsfield Street
    Kings Cross
    London
    N1C 4EW
    UNITED KINGDOM
    Phone
    +442038653306

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mario Saudino

    IRN MXS04756

    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2020)
    • CF30 Customer (28 Sep 2017 to 8 Dec 2019)
    • CF1 Director (28 Sep 2017 to 8 Dec 2019)
  • Mark Holland

    IRN MXH01514

    • [FCA CF] Client dealing (8 Sep 2025 to 13 Oct 2025)
  • Nicholas James Cooke

    IRN NJC01247

    • CF10a CASS Oversight function (27 Nov 2017 to 19 Oct 2018)
    • CF11 Money Laundering Reporting (7 Mar 2017 to 19 Oct 2018)
    • CF10 Compliance Oversight (7 Mar 2017 to 19 Oct 2018)
    • CF1 Director (12 Sep 2016 to 19 Oct 2018)
    • CF30 Customer (12 Sep 2016 to 19 Oct 2018)
  • Paul Derek Sawyer

    IRN PDS01117

    • [FCA CF] CASS oversight function (1 Jun 2022 to 14 Dec 2022)
  • Pierre Jean-Clement Veyret

    IRN PJV01053

    • [FCA CF] Client dealing (since 9 Jun 2025)
  • Ross Donoghue

    IRN RXD01197

    • [FCA CF] Client dealing (since 14 Apr 2023)
    • SMF3 Executive Director (since 8 Mar 2023)
  • Sadek Baksh

    IRN SXB01953

    • SMF3 Executive Director (14 Aug 2020 to 17 Oct 2022)
  • Steven Woodcock

    IRN SXW01252

    • [FCA CF] Significant management (23 Jun 2022 to 14 Apr 2023)
    • [FCA CF] Client dealing (23 Jun 2022 to 16 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.