Nicholas James Cooke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Taurex Limited (no longer approved here)

    FRN 816055

    • SMF1 Chief Executive (9 Dec 2019 to 3 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2021)
    • CF10 Compliance Oversight (11 Mar 2019 to 8 Dec 2019)
    • CF1 Director (11 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (11 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • Global Markets Group Limited (no longer approved here)

    FRN 744501

    • CF10a CASS Oversight function (27 Nov 2017 to 19 Oct 2018)
    • CF10 Compliance Oversight (7 Mar 2017 to 19 Oct 2018)
    • CF11 Money Laundering Reporting (7 Mar 2017 to 19 Oct 2018)
    • CF30 Customer (12 Sep 2016 to 19 Oct 2018)
    • CF1 Director (12 Sep 2016 to 19 Oct 2018)
  • TF Global Markets (UK) Limited (no longer approved here)

    FRN 629628

    • CF1 Director (23 Jan 2015 to 17 Feb 2015)
    • CF30 Customer (23 Jan 2015 to 17 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.