Date authorised
11 March 2019
Companies House
11077380
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    4 Eastcheap
    London
    London
    EC3M 1AE
    UNITED KINGDOM
    Phone
    +442039838250
  • Complaints Contact

    4th Floor
    4 Eastcheap
    London
    London
    EC3M 1AE
    UNITED KINGDOM
    Phone
    +442039838250

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Taylor

    IRN AXT02221

    • [FCA CF] Proprietary trader (since 20 Mar 2025)
    • [FCA CF] Material risk taker (since 20 Mar 2025)
  • Ingvar Angus Sigurd Irvine

    IRN IAI01001

    • SMF16 Compliance Oversight (since 4 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Apr 2025)
  • John Dean Taylor

    IRN JDT01113

    • [FCA CF] Significant management (23 Oct 2025 to 30 Apr 2026)
  • John Gerard Miller

    IRN JGM01177

    • CF1 Director (11 Mar 2019 to 17 Sep 2019)
    • CF30 Customer (11 Mar 2019 to 17 Sep 2019)
  • LEE ROY HOLMES

    IRN LRH01033

    • SMF3 Executive Director (30 Jul 2020 to 31 Aug 2021)
  • Mads Jensen

    IRN MXJ01822

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (11 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • Matthew Charles Wright

    IRN MCW01112

    • Director of firm who is not a certification employee or a SMF manager (since 11 Jul 2025)
    • SMF1 Chief Executive (1 Feb 2022 to 31 Aug 2023)
    • SMF3 Executive Director (1 Feb 2022 to 31 Aug 2023)
  • Matthew Edward Piggin

    IRN MEP01050

    • [FCA CF] Material risk taker (since 5 Feb 2024)
  • Nicholas James Cooke

    IRN NJC01247

    • [FCA CF] Significant management (9 Dec 2019 to 5 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2021)
    • CF1 Director (11 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (11 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
  • Ricardo Onofrio Dytz

    IRN ROD01012

    • SMF3 Executive Director (29 Nov 2022 to 30 Aug 2024)
    • SMF16 Compliance Oversight (1 Feb 2022 to 30 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2022 to 30 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.