Date authorised
1 April 2013
Companies House
OC307522
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor, The Grange,
    100 High Street
    London
    Southgate
    N14 6BN
    UNITED KINGDOM
    Phone
    +442070168050
  • Complaints Contact

    5th Floor, The Grange
    100 High Street
    London
    Southgate
    N14 6BN
    UNITED KINGDOM
    Phone
    +442070168050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carlota Sanchez-Marco

    IRN CXS01619

    • CF30 Customer (3 Nov 2009 to 31 Mar 2010)
    • CF4 Partner (AR) (3 Nov 2009 to 31 Mar 2010)
  • Christopher Gagnon

    IRN CXG01428

    • CF4 Partner (5 Sep 2008 to 31 May 2011)
  • Christopher Patrick Mulligan

    IRN CPM01116

    • CF4 Partner (1 May 2009 to 28 Feb 2011)
  • David Jaswinder Bains

    IRN DJB01502

    • CF30 Customer (1 Nov 2007 to 31 Jan 2016)
    • CF23 Corporate Finance Adviser (7 Jun 2007 to 31 Oct 2007)
  • Enrique Cuan

    IRN EXC01134

    • CF30 Customer (2 Nov 2009 to 31 Mar 2010)
    • CF4 Partner (AR) (2 Nov 2009 to 31 Mar 2010)
  • Frederick Charles Hines

    IRN FCH01017

    • CF30 Customer (16 Jun 2009 to 28 Apr 2011)
  • Graeme James Atkinson

    IRN GJA01052

    • CF10 Compliance Oversight (22 Mar 2011 to 1 Jun 2012)
    • CF11 Money Laundering Reporting (22 Mar 2011 to 1 Jun 2012)
    • CF4 Partner (28 Apr 2010 to 1 Jun 2012)
    • CF30 Customer (28 Jul 2009 to 8 Jun 2012)
  • Hans-Georg Burghardt

    IRN HXB01067

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2017 to 8 Dec 2019)
  • Hasan Ali Dean Simeen

    IRN HAS01073

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Henry William Elston

    IRN HWE01005

    • CF30 Customer (4 Feb 2016 to 30 Jun 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.