Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dean Street Advisers Limited
FRN 610024
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (15 May 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (15 May 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 May 2014 to 8 Dec 2019)
- CF30 Customer (15 May 2014 to 8 Dec 2019)
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- CF30 Customer (8 Jun 2012 to 14 May 2014)
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- Employed By (8 Jun 2012 to 14 May 2014)
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- CF11 Money Laundering Reporting (22 Mar 2011 to 1 Jun 2012)
- CF10 Compliance Oversight (22 Mar 2011 to 1 Jun 2012)
- CF4 Partner (28 Apr 2010 to 1 Jun 2012)
- CF30 Customer (28 Jul 2009 to 8 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.