Dean Street Advisers Limited

• Principal Place of Business

  Dean Street Advisers

  126-130 Regent Street

  London

  Westminster

  W1B 5SE

  UNITED KINGDOM

  Phone

  +442038188520

  Web

  https://www.deanst.co.uk

• Complaints Contact

  Dean Street Advisers

  126-130 Regent Street

  London

  Westminster

  W1B 5SE

  UNITED KINGDOM

  Phone

  +442038188520

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Benjamin Giles Turrell

  IRN BXT13202

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Evgenij Valentinovic Klenin

  IRN EVK00004

  • CF30 Customer (19 Mar 2015 to 31 Aug 2018)
• Graeme James Atkinson

  IRN GJA01052

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (15 May 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 May 2014 to 8 Dec 2019)
  • CF1 Director (15 May 2014 to 8 Dec 2019)
  • CF30 Customer (15 May 2014 to 8 Dec 2019)
• Henry Morgan

  IRN HXM00167

  • [FCA CF] Client dealing (since 22 Feb 2021)
• Joseph Michael Kelly

  IRN JMK01158

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• Kanishk Walia

  IRN KXW01452

  • CF30 Customer (15 May 2014 to 18 Jun 2015)
• Karl Mrowiec

  IRN KXM01942

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Jun 2017 to 8 Dec 2019)
• Kevin Joseph Berry

  IRN KJB01152

  • CF30 Customer (15 May 2014 to 18 Jan 2018)
• Louie George Roberts

  IRN LXR00306

  • [FCA CF] Client dealing (since 5 Feb 2024)
• Mervyn David Metcalf

  IRN MDM01063

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF1 Director (15 May 2014 to 8 Dec 2019)
  • CF3 Chief Executive (15 May 2014 to 8 Dec 2019)
  • CF30 Customer (15 May 2014 to 8 Dec 2019)

• 1314 Capital Advisors LLP

  FRN 1007739 · Appointed 22 Mar 2024

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