Globacap Limited

Date authorised
7 January 2019
Companies House
11046987
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    44
    Southampton Buildings
    London
    Greater London
    WC2A 1AP
    UNITED KINGDOM
    Phone
    +442034880401
    Web
    https://www.globacap.com

  • Complaints Contact

    44
    Southampton Buildings
    London
    WC2A 1AP
    UNITED KINGDOM
    Phone
    +442034880401

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Professional, Eligible Counterparty, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Rights to or interests in investments (Security), Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hayley Castiglione

    IRN HXC00282

    • (5)[FCA CF] Significant management (13 Feb 2023 to 6 Dec 2024)
  • James Charles Stuart Ross

    IRN JXR00770

    • (19)SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2023 to 18 Apr 2024)
    • (20)SMF16 Compliance Oversight (20 Dec 2023 to 18 Apr 2024)
  • Joanna Diane Tibbitt

    IRN JDT01099

    • (11)SMF17 Money Laundering Reporting Officer (MLRO) (9 Oct 2024 to 6 Dec 2024)
    • (12)[FCA CF] Significant management (3 Jul 2023 to 9 Dec 2024)
  • Myles Elliott Milston

    IRN MEM01099

    • (4)SMF9 Chair of the Governing Body (since 21 Jul 2020)
    • (5)SMF3 Executive Director (since 9 Dec 2019)
    • (6)SMF1 Chief Executive (since 9 Dec 2019)
    • (18)CF1 Director (7 Jan 2019 to 8 Dec 2019)
    • (17)CF3 Chief Executive (7 Jan 2019 to 8 Dec 2019)
    • (16)CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Natalie Horesh

    IRN NXH00427

    • (3)[FCA CF] CASS oversight function (27 Mar 2023 to 30 May 2025)
  • Rodica Georgina Druc

    IRN RXD00345

    • (14)SMF17 Money Laundering Reporting Officer (MLRO) (16 Sep 2022 to 9 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (22)SMF16 Compliance Oversight

  2. controlled function added: (21)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (20)SMF16 Compliance Oversight

  4. controlled function added: (19)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (18)CF1 Director

  6. controlled function added: (17)CF3 Chief Executive

  7. controlled function added: (16)CF30 Customer

  8. controlled function added: (15)CF2 Non Executive Director

  9. controlled function added: (14)SMF17 Money Laundering Reporting Officer (MLRO)

  10. controlled function added: (13)[FCA CF] Significant management

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