James Charles Stuart Ross

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Globacap Limited (no longer approved here)

    FRN 811661

    • (19)SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2023 to 18 Apr 2024)
    • (20)SMF16 Compliance Oversight (20 Dec 2023 to 18 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (19)SMF17 Money Laundering Reporting Officer (MLRO) at Globacap Limited

  2. controlled function added: (20)SMF16 Compliance Oversight at Globacap Limited