GLENWIN HARDY LTD

Date authorised
1 April 2013
Companies House
NI056871
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Ballybunden Road
    Killinchy
    Newtownards
    Northern Ireland
    BT23 6RD
    UNITED KINGDOM
    Phone
    +442895622170

  • Complaints Contact

    15 Ballybunden Road
    Killinchy
    Newtownards
    Northern Ireland
    BT23 6RD
    UNITED KINGDOM
    Phone
    +442895622170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Life Policy, Unit, Stakeholder pension scheme, Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Robert Coles

    IRN AXC01290

    • (10)[FCA CF] Client dealing (24 Apr 2024 to 21 Mar 2025)
    • (11)[FCA CF] Functions requiring qualifications (24 Apr 2024 to 21 Mar 2025)
  • Janet Mary Gouk

    IRN JMG01192

    • (1)CF1 Director (10 May 2006 to 3 Oct 2013)
  • Jeffrey Colin Gouk

    IRN JCG00029

    • (3)4. Giving personal recommendations on retail investment products which are not broker funds
    • (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (5)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (7)[FCA CF] Client dealing (since 9 Dec 2019)
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (8)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (2)Responsibility for MCD Intermediation (15 Aug 2016 to 30 Mar 2022)
    • (4)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (8)CF8 Apportionment and Oversight (10 May 2006 to 31 Mar 2009)
    • (9)CF1 Director (10 May 2006 to 8 Dec 2019)
    • (3)Responsible for Insurance Mediation (10 May 2006 to 8 Aug 2016)
    • (7)CF10 Compliance Oversight (10 May 2006 to 8 Dec 2019)
    • (6)CF11 Money Laundering Reporting (10 May 2006 to 8 Dec 2019)
    • (5)CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
  • Richard Terence O'Fee

    IRN RTO00001

    • (1)SMF3 Executive Director (since 11 Dec 2020)
    • (13)[FCA CF] Functions requiring qualifications (1 Dec 2020 to 21 Mar 2025)
    • (12)[FCA CF] Client dealing (1 Dec 2020 to 21 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: CBTL Status

  2. controlled function added: (8)[FCA CF] Functions requiring qualifications

  3. controlled function added: (7)[FCA CF] Client dealing

  4. controlled function added: (6)SMF3 Executive Director

  5. controlled function added: (5)SMF16 Compliance Oversight

  6. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (3)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (1)SMF3 Executive Director

  10. permission removed: CBTL Effective Date

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