Adam Robert Coles

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 24 Mar 2025)
    • CF30 Customer (since 16 Feb 2025)
    • CF4 Partner (AR) (since 16 Feb 2025)
  • Horizon Financial LLP

    FRN 1028377

    • Employed By (since 16 Feb 2025)
  • GLENWIN HARDY LTD (no longer approved here)

    FRN 449614

    • (11)[FCA CF] Functions requiring qualifications (24 Apr 2024 to 21 Mar 2025)
    • (10)[FCA CF] Client dealing (24 Apr 2024 to 21 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (10)[FCA CF] Client dealing at GLENWIN HARDY LTD

  2. controlled function added: (11)[FCA CF] Functions requiring qualifications at GLENWIN HARDY LTD