Jeffrey Colin Gouk

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 18 Oct 2024)
  • GLENWIN HARDY LTD

    FRN 449614

    • (2)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)4. Giving personal recommendations on retail investment products which are not broker funds
    • (5)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (7)[FCA CF] Client dealing (since 9 Dec 2019)
    • (8)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (2)Responsibility for MCD Intermediation (15 Aug 2016 to 30 Mar 2022)
    • (4)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (5)CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
    • (6)CF11 Money Laundering Reporting (10 May 2006 to 8 Dec 2019)
    • (7)CF10 Compliance Oversight (10 May 2006 to 8 Dec 2019)
    • (8)CF8 Apportionment and Oversight (10 May 2006 to 31 Mar 2009)
    • (3)Responsible for Insurance Mediation (10 May 2006 to 8 Aug 2016)
    • (9)CF1 Director (10 May 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at GLENWIN HARDY LTD

  2. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at GLENWIN HARDY LTD

  3. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at GLENWIN HARDY LTD

  4. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at GLENWIN HARDY LTD

  5. controlled function removed: SMF16 Compliance Oversight at GLENWIN HARDY LTD

  6. controlled function removed: SMF3 Executive Director at GLENWIN HARDY LTD

  7. controlled function removed: [FCA CF] Client dealing at GLENWIN HARDY LTD

  8. controlled function added: (2)Responsibility for MCD Intermediation at GLENWIN HARDY LTD

  9. controlled function added: (3)Responsible for Insurance Mediation at GLENWIN HARDY LTD

  10. controlled function added: (4)CF30 Customer at GLENWIN HARDY LTD

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