Glennmont Asset Management Limited

• Principal Place of Business

  201 Bishopsgate

  9th Floor

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/cleanenergy

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037258321

• Investment Advice (no pensions)

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lesley Smith

  IRN LXS00281

  • [FCA CF] Significant management (2 Nov 2022 to 27 Feb 2023)
• Libby Derethik

  IRN LXD00292

  • [FCA CF] Material risk taker (9 Mar 2023 to 16 Mar 2023)
  • [FCA CF] Significant management (9 Mar 2023 to 12 Jun 2024)
• Lu Li

  IRN LXL00125

  • [FCA CF] Significant management (since 22 Nov 2022)
• Michael John Lawson Sales

  IRN MJS01323

  • SMF3 Executive Director (since 5 Jun 2021)
• Nicolas Michel Marie-Vianney Ribes

  IRN NMR01013

  • CF30 Customer (13 Jun 2018 to 12 Apr 2019)
• Peter Robert Dickson

  IRN PRD01102

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
  • CF30 Customer (12 Aug 2015 to 8 Dec 2019)
  • CF1 Director (12 Aug 2015 to 8 Dec 2019)
• Rebecca Harris

  IRN RXH00887

  • [FCA CF] Material risk taker (since 7 Oct 2025)
• Shirley Tran

  IRN SXT00294

  • SMF3 Executive Director (since 4 Nov 2022)
• Sophie Marie Christine Janssen

  IRN SXJ53643

  • [FCA CF] Client dealing (since 26 Jul 2023)
• Stephen Gawler

  IRN SXG00768

  • [FCA CF] Material risk taker (since 9 Feb 2024)

No changes recorded yet.