Glennmont Asset Management Limited

• Principal Place of Business

  201 Bishopsgate

  9th Floor

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037278000

  Web

  https://www.nuveen.com/cleanenergy

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3BN

  UNITED KINGDOM

  Phone

  +442037258321

• Investment Advice (no pensions)

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Scott Lawrence

  IRN SSL01015

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2024)
  • CF1 Director (12 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (12 Aug 2015 to 8 Dec 2019)
• Tobias Christopher Joseph Bishop

  IRN TXB10045

  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Oct 2022)
  • CF11 Money Laundering Reporting (26 Feb 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Feb 2019 to 8 Dec 2019)
• Victor Weisberg

  IRN VXW00040

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2022)
• Vona Aghoghovbia-Ezichi

  IRN VXA00060

  • [FCA CF] Significant management (7 Jun 2024 to 1 Sep 2025)
• Yves Denize

  IRN YXD00035

  • [FCA CF] Significant management (since 6 Dec 2023)

No changes recorded yet.