Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Neil Price

    IRN ANP01021

    • CF4 Partner (16 Feb 2010 to 22 Jun 2011)
    • CF30 Customer (1 Nov 2007 to 22 Jun 2011)
    • CF23 Corporate Finance Adviser (1 Mar 2004 to 31 Oct 2007)
  • Angus James Abbott

    IRN AJA01253

    • CF30 Customer (6 Sep 2017 to 22 Sep 2017)
  • Angus Mark Paull Russell

    IRN AMR01063

    • CF4 Partner (23 Mar 2009 to 31 Jan 2017)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2017)
    • CF23 Corporate Finance Adviser (1 Mar 2004 to 31 Oct 2007)
  • Ankita Thapar

    IRN AXT02047

    • CF30 Customer (17 Jul 2015 to 29 Sep 2017)
  • Anna Rimpf

    IRN AXR00548

    • [FCA CF] Client dealing (11 Mar 2022 to 6 Jul 2022)
  • Antje Gaensler

    IRN AXG01837

    • CF30 Customer (2 Apr 2014 to 31 Dec 2016)
  • Benjamin Weland

    IRN BXW01307

    • CF30 Customer (22 Aug 2018 to 31 Dec 2018)
  • Cameron James Copland

    IRN CJC01336

    • CF30 Customer (21 Aug 2018 to 10 Jul 2019)
  • Chloe Belinda Kim Gal

    IRN CXG00552

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Dec 2024)
    • SMF16 Compliance Oversight (since 4 Dec 2024)
  • Christopher Martyn Lloyd-Davies

    IRN CML01128

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF30 Customer (11 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.