Benjamin Weland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC
FRN 119278
- [FCA CF] Manager of certification employee (since 30 Apr 2021)
- [FCA CF] Client dealing (since 28 Jan 2019)
Bank of Scotland plc
FRN 169628
- [FCA CF] Manager of certification employee (since 30 Apr 2021)
- [FCA CF] Client dealing (since 28 Jan 2019)
Gleacher Shacklock LLP (no longer approved here)
FRN 211989
- CF30 Customer (22 Aug 2018 to 31 Dec 2018)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (28 Nov 2007 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.