Date authorised
1 April 2013
Companies House
OC302047
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150
  • Complaints Contact

    3rd Floor, Cleveland House
    33 King Street
    London
    London
    SW1Y 6RJ
    UNITED KINGDOM
    Phone
    +4402074841150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher William MacGregor

    IRN CWM01034

    • CF30 Customer (18 Jul 2008 to 27 Jul 2009)
  • Daniel John Morland

    IRN DJM01295

    • CF4 Partner (26 May 2011 to 9 Mar 2015)
    • CF30 Customer (25 May 2011 to 9 Mar 2015)
  • Daniel Mark Slater

    IRN DMS01273

    • CF30 Customer (24 Jul 2012 to 2 Sep 2014)
  • Deniz Akgul

    IRN DXA01190

    • [FCA CF] Client dealing (12 Mar 2021 to 10 Oct 2023)
    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
    • CF4 Partner (16 Feb 2010 to 17 Oct 2010)
  • Dominic Jonathan Lee

    IRN DJL01127

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (24 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2016 to 8 Dec 2019)
    • CF4 Partner (16 Aug 2016 to 8 Dec 2019)
  • Dorian Mark Beaumont Lowell

    IRN DML01074

    • [FCA CF] Client dealing (12 Mar 2021 to 31 Oct 2025)
    • SMF27 Partner (9 Dec 2019 to 20 Jul 2023)
    • CF4 Partner (6 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2009 to 8 Dec 2019)
  • Duarte Teixeira de Melo e Lacerda de Queiroz

    IRN DXT01601

    • CF30 Customer (25 May 2018 to 4 Nov 2019)
  • Edward Simon Cumming-Bruce

    IRN EXC01108

    • [FCA CF] Client dealing (12 Mar 2021 to 31 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (3 Mar 2004 to 31 Oct 2007)
    • CF4 Partner (3 Mar 2004 to 4 Nov 2019)
  • Emilia Ricci

    IRN EXR00057

    • [FCA CF] Client dealing (12 Mar 2021 to 24 Nov 2022)
  • Emily Nicol

    IRN EXN00022

    • [FCA CF] Client dealing (3 Apr 2023 to 18 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.