G.H. FINANCIALS LIMITED

Date authorised
1 April 2013
Companies House
02775278
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +4402076536400
    Web
    https://www.ghfinancials.com

  • Complaints Contact

    St. Martin's House
    3 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +442076536402

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Scott Ibbotson

    IRN MSI01012

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Mar 2024)
    • CF2 Non Executive Director (1 Apr 2018 to 8 Dec 2019)
    • CF1 Director (14 Oct 2013 to 1 Apr 2018)
    • CF3 Chief Executive (14 Oct 2013 to 1 Apr 2018)
    • CF30 Customer (14 Oct 2013 to 3 Apr 2018)
  • Mark Simon Smithers

    IRN MSS01124

    • CF30 Customer (5 Jan 2015 to 7 Oct 2015)
  • Nicholas John Collison

    IRN NJC01109

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
  • Niraj Dhirajlal Shah

    IRN NDS01032

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
  • Paul James Money

    IRN PJM01483

    • CF30 Customer (1 Mar 2012 to 8 Dec 2014)
  • Paul Johnson

    IRN PXJ01102

    • CF26 Customer Trading (2 Sep 2004 to 3 Oct 2005)
  • Paul Michael O'Hare

    IRN PXO01104

    • CF26 Customer Trading (28 Oct 2005 to 1 Feb 2006)
  • Pauline Jane Reilly

    IRN PJR01230

    • CF30 Customer (26 Apr 2011 to 8 Dec 2014)
  • Peter Henry James Lovell

    IRN PHL01008

    • CF3 Chief Executive (8 Aug 2011 to 14 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF28 Systems and controls (1 Nov 2007 to 16 Feb 2009)
    • CF1 Director (1 Mar 2005 to 14 Oct 2013)
    • CF26 Customer Trading (1 Nov 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (30 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Sep 2002 to 28 May 2003)
  • Pierre Arnaud Marc De Marigny Lagesse

    IRN PAD01179

    • CF2 Non Executive Director (20 Feb 2012 to 11 Dec 2013)
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Recent activity

Updates to this firm's record on the FCA register.

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