Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G.H. FINANCIALS LIMITED (no longer approved here)

    FRN 161807

    • CF3 Chief Executive (8 Aug 2011 to 14 Oct 2013)
    • CF28 Systems and controls (1 Nov 2007 to 16 Feb 2009)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF1 Director (1 Mar 2005 to 14 Oct 2013)
    • CF26 Customer Trading (1 Nov 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (30 Jun 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Sep 2002 to 28 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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