GGC Securities Ltd

• Principal Place of Business

  52 Conduit Street

  London

  W1S 2YX

  UNITED KINGDOM

  Phone

  +442081831514

  Web

  https://goldgraincapital.com

• Complaints Contact

  52 Conduit Street

  Mayfair

  London

  W1S 2YX

  UNITED KINGDOM

  Phone

  +442081831514

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Raymond Abrahams

  IRN ARA01029

  • [FCA CF] Client dealing (13 Jan 2025 to 1 Jul 2025)
• Alex Heller

  IRN AXH01093

  • [FCA CF] Client dealing (since 16 Apr 2024)
• Alexandre Jean Francois Vecchio

  IRN AJV01070

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jan 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jan 2026)
  • CF30 Customer (4 Oct 2016 to 8 Dec 2019)
  • CF1 Director (4 Oct 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Oct 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Oct 2016 to 8 Dec 2019)
• Danilo Carolini

  IRN DXC15189

  • [FCA CF] Client dealing (1 Aug 2024 to 22 May 2025)
• Domenico Clasadonte

  IRN DXC02102

  • SMF16 Compliance Oversight (since 2 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Mar 2026)
  • SMF3 Executive Director (since 2 Jul 2025)
• Frederique Zippel

  IRN FXZ01094

  • [FCA CF] Client dealing (since 6 Oct 2025)
• Gautier Lagabe

  IRN GXL48222

  • [FCA CF] Client dealing (since 26 Jan 2026)
• Joshua Ereira

  IRN JXE00255

  • [FCA CF] Client dealing (since 16 Jul 2025)
• Marco EMAN

  IRN MXE01444

  • [FCA CF] Client dealing (since 10 Jan 2025)
  • SMF3 Executive Director (since 12 Jul 2023)
• Samuel Tabath

  IRN SXT02212

  • [FCA CF] Client dealing (since 13 Jan 2025)

No changes recorded yet.