Marco EMAN

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GGC Securities Ltd
FRN 728645
- [FCA CF] Client dealing (since 10 Jan 2025)
- SMF3 Executive Director (since 12 Jul 2023)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF1 Director (AR) (4 Feb 2016 to 11 Apr 2025)
- CF30 Customer (4 Feb 2016 to 11 Apr 2025)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (15 Sep 2011 to 30 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.