Adam Raymond Abrahams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GGC Securities Ltd (no longer approved here)
FRN 728645
- [FCA CF] Client dealing (13 Jan 2025 to 1 Jul 2025)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF30 Customer (22 Mar 2024 to 23 Jan 2025)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 17 Jul 2023)
BLACK BOOK FINANCE LTD (no longer approved here)
FRN 821215
- [FCA CF] Functions requiring qualifications (4 Jan 2021 to 22 Nov 2021)
CF SUSTAINABLE INVESTMENTS LLP (no longer approved here)
FRN 623197
- CF30 Customer (7 Jan 2015 to 30 Jul 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.