GF Financial Markets (UK) Limited

• Principal Place of Business

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301688

  Web

  https://www.gffm.com

• Complaints Contact

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301581

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simone Miller

  IRN SXM02149

  • CF22 Investment Adviser (Trainee) (16 Jun 2006 to 31 Aug 2007)
• Stephane Bernard Michel Morin

  IRN SBM01047

  • CF28 Systems and controls (1 Nov 2007 to 25 Jan 2008)
  • CF14 Risk Assessment (11 Nov 2005 to 31 Oct 2007)
• Stephane Jean-Pierre Marie About

  IRN SJA01173

  • CF2 Non Executive Director (21 Jan 2011 to 22 Jul 2013)
  • CF1 Director (26 May 2009 to 21 Jan 2011)
• Stephane Roger Henri Gaillard

  IRN SRG01086

  • CF30 Customer (1 Nov 2007 to 3 Dec 2009)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• Stephen Charles Welham

  IRN SCW01069

  • CF30 Customer (23 Jan 2008 to 26 Mar 2013)
• Stephen Christian Ayme

  IRN SCA01035

  • CF11 Money Laundering Reporting (27 Feb 2008 to 31 Mar 2010)
• Stephen Palmer

  IRN SJP01147

  • [FCA CF] Client dealing (since 14 Aug 2023)
• Stephen Roy Brookman

  IRN SRB01076

  • CF30 Customer (1 Nov 2007 to 26 Mar 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Stephen Thomas Moynihan

  IRN STM01031

  • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
  • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
• Stewart John Kirkpatrick

  IRN SJK01109

  • CF17 Significant Mgt (Other Business Operations) (19 Apr 2005 to 13 Jan 2006)

No changes recorded yet.