GF Financial Markets (UK) Limited

• Principal Place of Business

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301688

  Web

  https://www.gffm.com

• Complaints Contact

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301581

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sammy Paul Robert Barrett

  IRN SPB01182

  • CF30 Customer (21 Jun 2010 to 31 Jul 2012)
• Sara Jane Haywood

  IRN SJH01414

  • CF10 Compliance Oversight (13 Dec 2005 to 14 Jul 2006)
  • CF11 Money Laundering Reporting (13 Dec 2005 to 14 Jul 2006)
• Scott Andrew Austin

  IRN SAA01062

  • CF22 Investment Adviser (Trainee) (27 Feb 2003 to 14 Mar 2003)
• Sergey Nenashev

  IRN SXN01225

  • CF30 Customer (1 Nov 2007 to 12 Nov 2010)
  • CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
• Shaohui Shi

  IRN SXS01770

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • CF1 Director (25 Oct 2013 to 8 Dec 2019)
• Sibylle Louise Isabelle Marie France Hubert

  IRN SLH01088

  • CF22 Investment Adviser (Trainee) (5 Apr 2006 to 31 May 2006)
• Simon David Driver

  IRN SDD01022

  • CF21 Investment Adviser (23 May 2005 to 29 Dec 2006)
• Simon Evans

  IRN SAE01019

  • [FCA CF] Client dealing (since 6 Sep 2022)
  • [FCA CF] Proprietary trader (since 6 Sep 2022)
• Simon John Hart

  IRN SJH01246

  • CF21 Investment Adviser (24 Nov 2005 to 31 Jul 2007)
• Simon Murray

  IRN SMM01073

  • [FCA CF] Client dealing (30 Jan 2020 to 10 Nov 2023)

No changes recorded yet.