GF Financial Markets (UK) Limited

Date authorised
1 April 2013
Companies House
01242631
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301688
    Web
    https://www.gffm.com

  • Complaints Contact

    Milbank House
    1 Finsbury Square
    London
    EC2A 1AE
    UNITED KINGDOM
    Phone
    +442073301581

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Sigmound William Gladysz

    IRN JSG01066

    • CF21 Investment Adviser (6 Jan 2006 to 5 Oct 2007)
  • Jean Marie Jaccarini

    IRN JMJ01025

    • CF2 Non Executive Director (1 Dec 2001 to 21 Dec 2004)
  • Jean-Francois Lepy

    IRN JXL01659

    • CF30 Customer (1 Nov 2007 to 26 Jun 2008)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
  • Jean-Marie Sezerat

    IRN JXS02412

    • CF28 Systems and controls (10 Jun 2009 to 29 Jul 2011)
  • Jean-Michel Emmanuel Russo

    IRN JER01084

    • CF1 Director (28 Jun 2006 to 20 Mar 2008)
    • CF3 Chief Executive (12 Apr 2006 to 28 Jun 2006)
    • CF8 Apportionment and Oversight (12 Apr 2006 to 28 Jun 2006)
    • CF2 Non Executive Director (10 Feb 2005 to 28 Jun 2006)
  • Jeffery Edward O'Neill

    IRN JEO01016

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • Jeffrey Wayne Masters

    IRN JWM01060

    • CF30 Customer (1 Sep 2015 to 4 Aug 2016)
  • Jeremy Piers Jevons

    IRN JPJ01017

    • CF30 Customer (15 Dec 2017 to 9 Apr 2019)
  • Jiu Chang

    IRN JXC03090

    • CF2 Non Executive Director (27 Jul 2016 to 23 Aug 2019)
  • Jiwen Fei

    IRN JXF01709

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Sep 2023)
    • CF11 Money Laundering Reporting (18 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jun 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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