GF Financial Markets (UK) Limited

• Principal Place of Business

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301688

  Web

  https://www.gffm.com

• Complaints Contact

  Milbank House

  1 Finsbury Square

  London

  EC2A 1AE

  UNITED KINGDOM

  Phone

  +442073301581

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Duncan Mills

  IRN JDM01134

  • CF21 Investment Adviser (13 Feb 2003 to 30 Jul 2004)
• John Hanmer Allen

  IRN JHA01022

  • CF30 Customer (1 Nov 2007 to 29 Oct 2009)
  • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
• John James Stedman

  IRN JJS01076

  • CF30 Customer (1 Nov 2007 to 6 Aug 2012)
  • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 28 Oct 2005)
• John Kenneth Rice

  IRN JKR01007

  • CF30 Customer (3 Oct 2016 to 10 Aug 2018)
• John Lowton Newman

  IRN JLN01012

  • CF21 Investment Adviser (26 Nov 2004 to 5 Jul 2006)
• Jonathan Richard Mason

  IRN JRM01154

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
  • CF30 Customer (11 Aug 2014 to 8 Dec 2019)
• Joseph Lee Gregory

  IRN JLG01035

  • CF21 Investment Adviser (22 Apr 2002 to 10 Sep 2003)
• Joseph Riad Bahsoun

  IRN JRB01254

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF26 Customer Trading (11 Sep 2007 to 31 Oct 2007)
• Joshua James Farman

  IRN JJF01081

  • [FCA CF] Client dealing (4 May 2023 to 10 Feb 2026)
• Julie Ann Russell

  IRN JAR01128

  • CF10 Compliance Oversight (17 Jul 2006 to 18 Feb 2008)
  • CF11 Money Laundering Reporting (17 Jul 2006 to 18 Feb 2008)

No changes recorded yet.