John Hanmer Allen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (20 Aug 2012 to 11 Apr 2013)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (26 Jan 2010 to 14 May 2012)
Natixis (no longer approved here)
FRN 206092
- CF30 Customer (26 Feb 2008 to 29 Oct 2009)
GF Financial Markets (UK) Limited (no longer approved here)
FRN 114237
- CF30 Customer (1 Nov 2007 to 29 Oct 2009)
- CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (17 Oct 2005 to 14 Nov 2006)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.