Date authorised
1 April 2013
Companies House
04070987
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking to finance insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Huw Scott Williams

    IRN HSW01027

    • SMF7 Group Entity Senior Manager (since 22 Sep 2022)
  • Ian Barclay

    IRN IXB01265

    • [FCA CF] Significant management (17 Dec 2020 to 30 Jun 2023)
  • Ian William James Patrick

    IRN IWP01008

    • CF2 Non Executive Director (4 Sep 2007 to 7 Feb 2012)
  • Insiyah Yakubali Davenport

    IRN IYA01000

    • SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
    • CF28 Systems and controls (3 Aug 2015 to 30 Jan 2017)
  • Jacqueline Ann Gray

    IRN JAG01229

    • CF28 Systems and controls (2 Nov 2015 to 30 Jun 2018)
  • Jaime Michelle Swindle

    IRN JXS26129

    • CF1 Director (AR) (since 19 Jan 2023)
    • SMF3 Executive Director (since 27 Sep 2022)
    • SMF1 Chief Executive (since 27 Sep 2022)
    • Responsible for Insurance Distribution (since 27 Sep 2022)
  • James Barnard

    IRN JXB11964

    • CF29 Significant management (17 May 2019 to 8 Dec 2019)
  • James Murray Strachan

    IRN JMS01267

    • CF2 Non Executive Director (18 Nov 2011 to 30 Nov 2014)
  • Janice Deakin

    IRN JXD01817

    • CF29 Significant management (25 Nov 2015 to 10 Jul 2019)
  • Janine Klaiber

    IRN JXK00188

    • [FCA CF] Significant management (18 Jan 2021 to 30 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.