Date authorised
1 April 2013
Companies House
04070987
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    London
    EC3R 7PD
    UNITED KINGDOM
    Phone
    +442073982100
  • Complaints Contact

    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442080757971

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · limited to broking to finance insurance
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Townsend

    IRN JXT02048

    • SMF5 Head of Internal Audit (since 2 Oct 2025)
    • [FCA CF] Significant management (21 Aug 2023 to 2 Oct 2025)
  • Jeffrey Snyder

    IRN JXS00501

    • [FCA CF] Significant management (18 Jan 2021 to 23 Sep 2022)
  • John Derek Henry

    IRN JDH01186

    • CF29 Significant management (8 Mar 2016 to 1 Jul 2018)
  • John Downing

    IRN JXD00305

    • [FCA CF] Significant management (since 18 Jan 2021)
  • John Ivan Tiner

    IRN JIT00010

    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 18 Nov 2022)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 25 Feb 2025)
    • CF2 Non Executive Director (9 Jun 2015 to 8 Dec 2019)
  • Jonathan Guy Sutton

    IRN JGS01144

    • SMF3 Executive Director (13 Apr 2022 to 1 Nov 2022)
    • SMF2 Chief Finance (13 Oct 2021 to 1 Nov 2022)
    • [FCA CF] Significant management (25 May 2021 to 18 Nov 2022)
  • Justin Roberts

    IRN JXR00276

    • [FCA CF] Significant management (18 Jan 2021 to 18 Nov 2022)
  • Katrina Marie Wharton

    IRN KXW24940

    • SMF4 Chief Risk (19 Mar 2020 to 28 Sep 2020)
    • SMF16 Compliance Oversight (19 Mar 2020 to 28 Sep 2020)
  • Kay Louise Smith

    IRN KLS01063

    • CF28 Systems and controls (2 Sep 2010 to 1 Jul 2011)
  • Keith Arthur Parker

    IRN KAP01035

    • CF2 Non Executive Director (14 Jan 2005 to 13 Dec 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.