General Industrial Partners LLP

• Principal Place of Business

  Portman House

  2 Portman Street

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442074961900

  Web

  https://www.generalindustrialpartners.com

• Complaints Contact

  Portman House

  2 Portman Street

  London

  W1H 6DU

  UNITED KINGDOM

  Phone

  +442074961900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy Shelagh Gilliland

  IRN ASG01115

  • SMF16 Compliance Oversight (since 28 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2023)
  • SMF27 Partner (since 28 Mar 2023)
  • [FCA CF] Significant management (since 19 Jan 2023)
  • [FCA CF] Material risk taker (19 Jan 2023 to 20 Jan 2023)
• Christian Cluett

  IRN CXC00323

  • SMF27 Partner (since 26 Oct 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
• Christian Paul Fincke

  IRN CPF01024

  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jan 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2023)
  • SMF27 Partner (9 Dec 2019 to 20 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jan 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Jan 2023)
  • CF4 Partner (6 Jan 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2015 to 8 Dec 2019)
• Cyrus de Weck

  IRN CXD01218

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • CF4 Partner (1 Dec 2015 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
• Jonathan James Khong

  IRN JJK01064

  • SMF27 Partner (14 Sep 2020 to 20 Jul 2022)
  • [FCA CF] Significant management (1 Jan 2020 to 20 Jul 2022)
  • [FCA CF] Manager of certification employee (1 Jan 2020 to 20 Jul 2022)
  • [FCA CF] Material risk taker (1 Jan 2020 to 20 Jul 2022)
• Josef Schmalfuss

  IRN JXS02543

  • SMF27 Partner (9 Dec 2019 to 20 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2022)
  • CF4 Partner (6 Jan 2016 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
• Luka Spoljaric

  IRN LXS01383

  • SMF27 Partner (9 Dec 2019 to 26 Jun 2020)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2015 to 8 Dec 2019)
• Mohamed Moustafa

  IRN MXM00525

  • [FCA CF] Client dealing (25 Nov 2020 to 20 Jul 2022)
  • [FCA CF] Material risk taker (25 Nov 2020 to 20 Jul 2022)
• Tim Simon Fitch

  IRN TSF01010

  • SMF27 Partner (24 Aug 2021 to 24 Aug 2022)
• Winfield Browning

  IRN WXB01353

  • SMF27 Partner (9 Dec 2019 to 26 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 May 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 26 May 2021)
  • CF4 Partner (20 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (20 Oct 2016 to 8 Dec 2019)

No changes recorded yet.