Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
    • CF4 Partner (1 Dec 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (3 Jun 2004 to 7 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.