Josef Schmalfuss

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • General Industrial Partners LLP (no longer approved here)

    FRN 705149

    • [FCA CF] Significant management (9 Dec 2019 to 20 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Jul 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2022)
    • SMF27 Partner (9 Dec 2019 to 20 Jul 2022)
    • CF4 Partner (6 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (9 Nov 2010 to 11 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.