Gemsstock Limited

• Principal Place of Business

  4th Floor

  18 Henrietta Street

  London

  WC2E 8QH

  UNITED KINGDOM

  Phone

  +442037405130

  Web

  https://www.gemsstock.fund

• Complaints Contact

  4th Floor

  18 Henrietta Street

  London

  WC2E 8QH

  UNITED KINGDOM

  Phone

  +442037405130

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frederic Reminiac

  IRN FXR06675

  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • CF30 Customer (27 Sep 2018 to 8 Dec 2019)
• Gregory Charles Nataf

  IRN GCN00007

  • CF1 Director (24 Apr 2017 to 27 Feb 2019)
  • CF30 Customer (1 Sep 2016 to 27 Feb 2019)
• John Costello

  IRN JXC01169

  • [FCA CF] Client dealing (since 17 May 2023)
  • [FCA CF] Material risk taker (since 17 May 2023)
• Lawrence Cast

  IRN LXC01789

  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • CF30 Customer (19 Jan 2018 to 8 Dec 2019)
• Mayumi Yamaguchi

  IRN MXY01108

  • SMF3 Executive Director (9 Dec 2019 to 8 May 2025)
  • CF11 Money Laundering Reporting (8 Apr 2014 to 27 Jun 2017)
  • CF1 Director (8 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (8 Apr 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Apr 2014 to 27 Jun 2017)
• Philip Michael Brown

  IRN PMB01091

  • [FCA CF] Material risk taker (since 1 Sep 2022)
  • [FCA CF] Client dealing (since 1 Sep 2022)
• Stephen Little

  IRN SXL01206

  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • SMF3 Executive Director (9 Dec 2019 to 8 May 2025)
  • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (5 Dec 2016 to 8 Dec 2019)
• Vladimir Postolovsky

  IRN VVP01001

  • [FCA CF] Material risk taker (18 Mar 2021 to 20 Jan 2022)
  • [FCA CF] Client dealing (18 Mar 2021 to 20 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2022)
  • CF28 Systems and controls (20 Oct 2016 to 1 Oct 2018)
  • CF1 Director (13 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (13 Oct 2014 to 8 Dec 2019)

No changes recorded yet.