Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Manager of certification employee (since 15 Feb 2024)
- [FCA CF] Client dealing (since 15 Feb 2024)
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- [FCA CF] Client dealing (9 Jan 2023 to 30 Aug 2023)
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- [FCA CF] Client dealing (9 Dec 2020 to 29 Jun 2021)
- CF30 Customer (3 May 2019 to 8 Dec 2019)
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- CF1 Director (24 Apr 2017 to 27 Feb 2019)
- CF30 Customer (1 Sep 2016 to 27 Feb 2019)
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- CF21 Investment Adviser (25 Apr 2003 to 2 May 2006)
- CF27 Investment Management (25 Apr 2003 to 2 May 2006)
- CF26 Customer Trading (25 Apr 2003 to 2 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.