Gemsstock Limited

• Principal Place of Business

  4th Floor

  18 Henrietta Street

  London

  WC2E 8QH

  UNITED KINGDOM

  Phone

  +442037405130

  Web

  https://www.gemsstock.fund

• Complaints Contact

  4th Floor

  18 Henrietta Street

  London

  WC2E 8QH

  UNITED KINGDOM

  Phone

  +442037405130

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Charles Michael Hill

  IRN ACH01073

  • CF2 Non Executive Director (29 Aug 2017 to 8 Dec 2019)
  • CF1 Director (8 Apr 2014 to 10 Oct 2016)
  • CF30 Customer (8 Apr 2014 to 10 Oct 2016)
• Alasdair Paul Mackenzie Breach

  IRN APB01206

  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (8 Apr 2014 to 8 Dec 2019)
  • CF1 Director (8 Apr 2014 to 8 Dec 2019)
• Alexander Gittos

  IRN AXG00557

  • [FCA CF] Client dealing (since 5 Apr 2022)
  • [FCA CF] Material risk taker (since 5 Apr 2022)
• Andrew Donald Bowman

  IRN ADB01169

  • [FCA CF] Client dealing (18 Mar 2021 to 1 Dec 2025)
  • [FCA CF] Material risk taker (18 Mar 2021 to 1 Dec 2025)
  • SMF3 Executive Director (9 Dec 2019 to 8 May 2025)
  • CF1 Director (25 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
• Andrew James Low

  IRN AJL01128

  • [FCA CF] Manager of certification employee (since 18 Mar 2021)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF28 Systems and controls (15 Oct 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jul 2017 to 8 Dec 2019)
  • CF1 Director (28 Jan 2016 to 8 Dec 2019)
  • CF30 Customer (16 Feb 2015 to 8 Dec 2019)
• Christine Miyagishima

  IRN CXM01331

  • CF30 Customer (9 Jan 2017 to 5 Nov 2017)
• Christopher Tipple

  IRN CXT00289

  • [FCA CF] Client dealing (since 20 Jan 2022)
  • [FCA CF] Material risk taker (since 20 Jan 2022)
• Darren Robert Read

  IRN DRR01027

  • [FCA CF] Material risk taker (18 Mar 2021 to 21 Nov 2025)
  • [FCA CF] Client dealing (18 Mar 2021 to 21 Nov 2025)
  • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2025)
  • CF1 Director (8 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (8 Apr 2014 to 8 Dec 2019)
• Ella Hood

  IRN EXB01359

  • SMF1 Chief Executive (since 10 Mar 2023)
  • [FCA CF] Manager of certification employee (since 20 Jan 2022)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (3 May 2017 to 8 Dec 2019)
• Florian Wolfgang Fenner

  IRN FWF01004

  • CF2 Non Executive Director (6 Oct 2016 to 4 May 2017)
  • CF30 Customer (8 Apr 2014 to 6 Oct 2016)
  • CF1 Director (8 Apr 2014 to 6 Oct 2016)

No changes recorded yet.