Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Mar 2021 to 1 Dec 2025)
- [FCA CF] Client dealing (18 Mar 2021 to 1 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 8 May 2025)
- CF1 Director (25 Apr 2017 to 8 Dec 2019)
- CF30 Customer (4 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (20 Jun 2008 to 31 Oct 2008)
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- CF30 Customer (1 Nov 2007 to 12 Mar 2008)
- CF22 Investment Adviser (Trainee) (29 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.