Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Mar 2021 to 20 Jan 2022)
- [FCA CF] Material risk taker (18 Mar 2021 to 20 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 20 Jan 2022)
- CF28 Systems and controls (20 Oct 2016 to 1 Oct 2018)
- CF30 Customer (13 Oct 2014 to 8 Dec 2019)
- CF1 Director (13 Oct 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.