Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gemsstock Limited (no longer approved here)

    FRN 609070

    • [FCA CF] Client dealing (18 Mar 2021 to 20 Jan 2022)
    • [FCA CF] Material risk taker (18 Mar 2021 to 20 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2022)
    • CF28 Systems and controls (20 Oct 2016 to 1 Oct 2018)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
    • CF1 Director (13 Oct 2014 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.