GEMINI WEALTH MANAGEMENT LTD

• Principal Place of Business

  Gemini House

  71 Park Road

  Sutton Coldfield

  West Midlands

  B73 6BT

  UNITED KINGDOM

  Phone

  +4401213542700

  Web

  https://www.geminiwealthgroup.com

• Complaints Contact

  Gemini House

  71 Park Road

  Sutton Coldfield

  West Midlands

  B73 6BT

  UNITED KINGDOM

  Phone

  +4401213542700

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · Limited to lending without interest or charges (This the business said is to give customer who can't pay their fees in full to the business, the flixibility to be able to spread the costs over a maximum of 18 months.)

• Loan Servicing

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  • · Limited to lending without interest or charges

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Gary David Metcalf

  IRN GDM00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (31 May 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
• Helen Ruth Craft

  IRN HRC01015

  • CF30 Customer (6 Feb 2015 to 6 Oct 2017)
• Irah George Taylor

  IRN IGT00001

  • CF30 Customer (16 Jun 2008 to 2 Jan 2013)
• Jane Marie Instone

  IRN JME01087

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2021)
  • [FCA CF] Client dealing (since 20 Jul 2021)
  • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
• Jason Roger Moore

  IRN JRM00056

  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Sep 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 29 Sep 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (31 May 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (31 May 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 May 2007 to 22 Apr 2019)
  • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
• Jonathan Darley

  IRN JCD01119

  • CF30 Customer (1 Mar 2017 to 24 Apr 2018)
• Karen Lesley McGrath

  IRN KXL01184

  • CF30 Customer (6 Feb 2015 to 6 Oct 2017)
• Lisa Jayne Maddock

  IRN LJM01161

  • [FCA CF] Manager of certification employee (since 21 Nov 2023)
• Mark Alan Thomas

  IRN MAT00014

  • [FCA CF] Manager of certification employee (since 21 Nov 2023)
  • SMF3 Executive Director (since 26 Jun 2023)
• Mark James Wilcox

  IRN MJW01222

  • [FCA CF] Functions requiring qualifications (21 Nov 2023 to 31 Aug 2025)
  • [FCA CF] Client dealing (21 Nov 2023 to 31 Aug 2025)

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