GE Vernova Financial Services Limited

Date authorised
1 April 2013
Companies House
04053665
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

  • Complaints Contact

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm is limited to corporate finance business when advising retail clients
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chi Ho

    IRN CXH00713

    • [FCA CF] Client dealing (1 Aug 2020 to 30 Sep 2025)
  • Christopher Anderson

    IRN CDA01041

    • CF23 Corporate Finance Adviser (19 Oct 2004 to 19 Nov 2004)
  • Christopher David Stead McMullen

    IRN CDM01051

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Apr 2004)
  • Claire Powell

    IRN CXP01121

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF23 Corporate Finance Adviser (3 Oct 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Oct 2003 to 30 Sep 2009)
    • CF10 Compliance Oversight (3 Oct 2003 to 30 Sep 2009)
  • Daniel Calderon

    IRN DXC01880

    • CF30 Customer (18 Aug 2008 to 1 Dec 2008)
  • Daniele Tabacco

    IRN DXT01378

    • CF30 Customer (13 Mar 2012 to 6 Jun 2017)
  • David Arthur Smith

    IRN DAS01146

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
  • David Austen Sutton

    IRN DAS01168

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Feb 2002)
  • Edouard Lechere

    IRN EXL01215

    • CF30 Customer (8 Dec 2010 to 21 Apr 2017)
  • Eric M Dull

    IRN EMD01016

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Mar 2004)
    • CF1 Director (1 Dec 2001 to 25 Mar 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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