GBM SECURITIES LIMITED

• Principal Place of Business

  99 Bishopsgate

  London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +4402070652050

  Web

  https://www.gbmsecurities.com

• Complaints Contact

  GBM Securities Limited

  99 Bishopsgate

  London

  City Of London

  EC2M 3XD

  UNITED KINGDOM

  Phone

  +442070652066

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nikita Ponomarev

  IRN NXP14532

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 19 Feb 2025)
  • CF2 Non Executive Director (24 Jun 2019 to 8 Dec 2019)
• Nikolay Sysuev

  IRN NXS01574

  • CF30 Customer (14 Mar 2016 to 27 Jun 2017)
• Nikolay Vinyukov

  IRN NXV01125

  • SMF2 Chief Finance (9 Dec 2019 to 31 Mar 2023)
  • CF28 Systems and controls (12 Apr 2016 to 8 Dec 2019)
• Olivers Roberts

  IRN OXR00062

  • SMF17 Money Laundering Reporting Officer (MLRO) (21 Feb 2025 to 29 May 2025)
  • [FCA CF] Significant management (25 May 2023 to 29 May 2025)
• Paul Nicholas Fleming

  IRN PNF01009

  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 May 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2022)
• Pavel Klyuev

  IRN PXK01835

  • CF29 Significant management (3 Jan 2017 to 11 Jun 2019)
• Penka Dimitrova Shopova

  IRN PDS01179

  • CF30 Customer (5 Jan 2016 to 8 Dec 2019)
• Rajkaran Singh

  IRN RXS02122

  • [FCA CF] Proprietary trader (9 Dec 2019 to 1 Aug 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
  • CF30 Customer (9 Jun 2016 to 16 Sep 2016)
• Ratmir Levchuk

  IRN RXL01577

  • CF1 Director (25 Jul 2014 to 25 Sep 2015)
• Ravi Kotecha

  IRN RXK01327

  • [FCA CF] Material risk taker (9 Feb 2022 to 30 Sep 2022)

• CHILBOLTON ADVISORY SERVICES LIMITED (no longer appointed)

  FRN 1051898 · Appointed 1 Mar 2026 · Until 31 Mar 2026

No changes recorded yet.