Rajkaran Singh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD.

    FRN 149240

    • [FCA CF] Material risk taker (since 26 Nov 2024)
    • [FCA CF] Client dealing (since 2 Apr 2024)
  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (9 Jun 2016 to 16 Sep 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (8 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.