Paul Nicholas Fleming

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2022)
  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF1 Director (AR) (18 Oct 2013 to 2 Apr 2015)
    • CF30 Customer (18 Oct 2013 to 2 Apr 2015)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.